SIFMA sets out key recommendations for SEC's Innovation Exemption

20th October, 2026

Karry Lai

The industry association has outlined concerns around issuer notice and consent, investor protection, trading volume limits, and shareholder rights.

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
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SGX
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Susquehanna
MUFG Investor Services
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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
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