SEC launches Retail Fraud Working Group to tackle market abuse

8th July, 2026

Aravind Bulusu

The working group will identify fraud and other misconduct targeting retail investors, including market manipulation and customer-related breaches by investment advisers and broker dealers.

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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