FCA warns banks over trading controls and T+1 settlement risks

3rd November, 2026

Zak Jakubowski

The Financial Conduct Authority (FCA) has warned wholesale banks to strengthen their data management, algorithmic trading controls and operational resilience after identifying failures that led to undetected monitoring gaps and unintended trading positions.

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
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