FCA urges high-growth financial firms to strengthen controls as they scale

11th August, 2026

Zak Jakubowski

The UK regulator has urged rapidly growing financial firms to invest early in governance, risk management and controls, warning that firms' frameworks can fail to keep pace as businesses expand and adopt technologies including artificial intelligence.

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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