CFTC issues advisory on market participants’ cooperation in enforcement

20th May, 2026

Aravind Bulusu

The US futures and swaps watchdog’s advisory on self-reporting of regulatory compliance by respondents supersedes all prior advisories and paves the way for potential declination, as well as awarding cooperation credit to respondents.

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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