ANALYSIS: Firms breaking FCA reporting rules can expect fines – Kaizen

10th February, 2025

Gregory Rosenvinge

Derivatives firms that do not comply with the UK financial regulator’s “clearly articulated” transaction reporting requirements should now expect stricter enforcement including fines, according to Kaizen.

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
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