CFTC fines Nasdaq Futures $22m over incentive breaches

29th August, 2024

Luke Jeffs
NasdaqGIG

The US futures regulator issued on Thursday the order that requires Nasdaq Futures to pay a $22m civil monetary penalty for failure “to properly establish, monitor, or enforce rules related to an incentive program”

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
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