One third of UK firms admit to compliance failures in past year – study

25th July, 2024

Gregory Rosenvinge
London GIG

A new study by Davies has found more than a third of UK financial services businesses have been penalised for regulatory compliance failures over the last 12 months.

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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