One third of UK firms admit to compliance failures in past year – study

25th July, 2024

Gregory Rosenvinge
London GIG

A new study by Davies has found more than a third of UK financial services businesses have been penalised for regulatory compliance failures over the last 12 months.

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Bank of America
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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
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