SEC targets fraud in security-based swaps market

8th June, 2023

Sophia Thomson
Washington DC

The new rules also aim to prevent undue influence over the chief compliance officer of security-based swap dealers and major security-based swap participants

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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