Barclays fined $361m for over issuance of securities

30th September, 2022

Ramla Soni
US

The firms have agreed to pay a $200 million civil penalty with the SEC ordering BBPLC to pay an addition disgorgement and prejudgment interest of around $161 million

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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