SEC charges ex-UBS broker with plundering clients

26th January, 2022

Ramla Soni
SEC -securities and exchange commission GIG

The SEC’s complaint alleges that Nino stole $5.8 million worth of investment funds from his client’s accounts

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ABN AMRO
Bank of America
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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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