JP Morgan fined over Regulation SHO violations

25th August, 2021

Oliver Wade
JP Morgan.gig

JP Morgan Securities has been fined $300,000 by FINRA for violations of its short selling rules, Regulation SHO

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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