EU regulator addresses penalties and settlement fails

1st April, 2021

Oliver Wade
ESMA HQ

The regulator provides additional clarification on certain CSDR aspects, including penalties and settlement fails

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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