Finra fines Nomura over short positions

9th December, 2019

Oliver Wade
NomuraGIG

Nomura has been fined $300,000 for failing to report short interest positions in certain foreign-listed securities

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
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