OCC ramps up regulatory oversight after $20m fine

21st October, 2019

Sharon Thiruchelvam
occ gig

The systemically important OCC is to establish a board-level regulatory committee following CFTC and SEC penalty last month

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
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