Regulatory quirk gives FCA flexibility for fines

28th March, 2019

Louisa Chender
FCA

Regulators that have limits on the maximum penalty might be less incentivised to impose fines, Cappitech's Ron Finberg says

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
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