Reporting fines set powerful precedents ahead of SFTR – expert

20th March, 2019

Andrew Neil
FCA

UBS latest bank to be hit with significant penalty for transaction reporting failures under Mifid

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Bank of America
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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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