CFTC approves rules clarifying CCO role in line with SEC

22nd August, 2018

Louisa Chender
CFTCGIG

The US regulator says chief compliance officers can only do what is within their practical limits

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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