CFTC slams RJO policies, issues $600,000 fine

31st July, 2018

Louisa Chender
CFTCGIG

CFTC fines RJ O’Brien for failing to supervise employees’ handling of customer accounts in 2013

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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