Hong Kong regulator fines Standard Chartered's brokerage arm

19th December, 2017

Andrew Neil
Standard Chartered

Systems at Standard Chartered Securities were ineffective in identifying short positions which should have been flagged

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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