EU regulatory peer review finds uneven Mifid I supervision

30th November, 2017

Julie Aelbrecht
European flag

Ten local financial regulators were found to be only partially or insufficiently compliant with Esma guidelines

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
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