HSBC's Swiss private bank dealt record HK$400m SFC fine

22nd November, 2017

Jack Ball
Hong Kong

The regulator noted the improper sale and distribution of Lehman Brothers-related Notes

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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