Hedge fund Millennium settles SEC short selling charges

3rd November, 2017

Andrew Neil
New York empire state

SEC officials alleged the New York-based firm violated Rule 105, the SEC’s tool to deter manipulative shorting related to public stock offerings

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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