SEC issues no-action relief for Mifid II unbundling

27th October, 2017

Jack Ball
sec

Commissioner Stein says no-action only "kicks can down the road"

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
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