FCA issues first Emir reporting fine of £34.5 million to Merrill Lynch

23rd October, 2017

Julie Aelbrecht
book, gavel

Merrill Lynch had failed to report 68.5 million derivatives transactions between 2014 and 2016

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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