CFTC fines at lowest level since Dodd-Frank in 2012

22nd November, 2016

Julie Aelbrecht

US regulator issued $1.29bn in fines in the 12 months to the end of September

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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