SEC calls for better application of 'distribution in guise' rules

11th January, 2016

Sean Keating

The US Securities and Exchange Commission's division of investment management has announced the outcome from its probe into the application of 'distribution in guise' rules.

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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