SEC fines JPMS over marketing claims

7th January, 2016

Sean Keating

The Securities and Exchange Commission has fined JP Morgan Securities (JPMS) $4m over charges that the firm misled customers about how its brokers were compensated in its private banking operations between 2009-12.

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ABN AMRO
Bank of America
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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP
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