BNP Asia Securities fined by SFC

4th August, 2015

Sean Keating

Hong Kong's Securities and Futures Commission (SFC) has fined BNP Paribas (BNPP) Securities Asia HK$15m ($1.9m) for failures in relation to its dark liquidity pool trading services - the BNP Internal Exchange (BIX).

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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