FCA fines Merrill Lynch for reporting failures

24th April, 2015

Hannah Smithies

Highest fine ever imposed by the FCA for transaction reporting failures at £13.2m

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
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Susquehanna
MUFG Investor Services
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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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