UBS charged $14.4m for dark pool violations

16th January, 2015

SEC say UBS Securities' dark pool did not provide a level playing field for all customers

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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