British regulator fines Sigma Broking £1m for reporting failures

1st August, 2025

Luke Jeffs

Sigma Broking has been fined a £1m by the British financial regulator for transaction reporting failures, marking the second time the London-based firm has been fined in the past three years.

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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