Fund administrator Apex fined by SEC over gatekeeper failures

16th June, 2016

Sean Keating

Apex failed to live up to its gatekeeper responsibility, SEC

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ABN AMRO
Bank of America
CBOE
Citi
Goldman Sachs
DRW Holdings
HSBC
J.P Morgan
Marex
Morgan Stanley
SGX
SocGen
Susquehanna
MUFG Investor Services
TP ICAP

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