Securities Finance | Regulation

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News

SEC charges Prudential units for misleading funds

AST and PRIM charged by the SEC for failing to disclose conflicts of interest to...

Filipino insurers allowed to engage in sec lending

Philippines IC amends rules to allow insurers to participate in securities...

Data firm looks to 'simplify' SFTR reporting

SmartStream launches service to make it easier for firms to comply with SFTR...

Esma’s risk outlook on asset managers 'deteriorates'

EU watchdog's risk outlook for the asset management sector has deteriorated

Missing LEI data could impact collateral choices – Isla

Amount of acceptable collateral could be narrow under SFTR due to missing...

Banks to see SFTR costs climb into single digit millions

Estimates range from $5 million for agency securities lending businesses...

Opinion

Preview: RMA Securities Finance and Collateral Management Conference

RMA to hold its Annual Securities Finance and Collateral Management Conference...

Stuck in neutral: Switzerland’s lost equivalence status

By Michael Huertas and Dr Holger Schelling, partners at law firm Dentons

EU-Swiss relations and Brexit: Trading Places

By Stéphane Monier, Chief Investment Officer, Lombard Odier Private Bank

The latest on SFTR implementation

By Andy Hill and Alexander Westphal of the International Capital Market...

Netting regulations boost Argentine OTC derivatives and repo markets

Pablo Gayol provides an update on regulations impacting capital markets in...

Maintaining best practice while preparing for change

The RMA's Fran Garritt explores sec lending best practice in the evolving...

Analysis

Libor: preparing for the next phases

Experts discussed next steps in the Libor transition including risks...

Roupie on sec finance, SFTR and the evolution of trading

Christophe Roupie, head of Europe and Asia for MarketAxess Europe and Trax, on...

Making moves in Mexico

Proposed changes to the structure of Mexico’s pension system could pave the way...

Securities finance regulatory rundown

Chen Xu, associate at Debevoise & Plimpton, offers an overview of the regulatory...

Cannabis continues to light up Canadian sec finance

Cannabis stocks continue to drive momentum in the Canadian securities finance...

Whitepapers

  MTS Repo

Productivity and Profitability Opportunities


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Thought Leaders

Constant change in prime brokerage shines the spotlight on proven, trusted partners

By Paul McGuigan, Scotiabank’s European Head of Securities Lending

The evolution of network management

Massimiliano Notarianni, Global Head of Network Management at Societe Generale

2019 – A Regulatory Red-Letter Year?

By Phil Morgan, Chief Operating Officer at Pirum

MTS Repo: Productivity and Profitability Opportunities

Tim Martins, Product Manager for Money Markets and Derivatives at MTS, explains...

SFTR and Brexit threaten to expose regulatory reporting weakness

David Farmery, head of business development, Message Automation, Broadridge...

Latest Magazine

Global Investor June/July 2019

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Events