Derivatives | Regulation

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News

Europe FRTB delay to raise capital costs – Afme

Europe's delay in implementing the FRTB could fragment banks' trading books...

FCA “not satisfied” with PFOF controls

The UK financial markets watchdog said it will take action where it finds...

TOCOM targets fall launch date for electricity derivs

Tokyo Commodity Exchange plans to offer electricity derivatives this autumn...

FCA identifies common reporting failings

Firms should not assume that a report was accurate because it was accepted by...

Leverage ratio "biased against derivatives" - Giancarlo

CFTC chairman says applying the SLR to clearing customer margin reflects a...

Banking union failing to deliver expected integration – Afme

Trade body says greater steps need to be made to improve integration under the...

Opinion

So Far, So Good With Libor Replacement

By Kathleen Lynch, Portfolio Manager, William Blair

Responsible leverage and Esma’s rules are changing the face of the industry

By Andrew Edwards, chief executive officer of Saxo Capital Markets

Risk vs reward: the challenges of automating the anti-money laundering KYC process

By Justin Hayes, product manager, Linedata

Brokers filling out timesheets - Mifid II transparency in action

By Daniel Carpenter, head of regulation at Meritsoft

Fresh Libor claims may follow the PAG appeal, but the clock is ticking

By Simon Bushell, partner at Signature Litigation

OTC structured products - the very tip of a Mifid II iceberg?

By Neill Vanlint, head of global client operations at GoldenSource

Analysis

Getting the right balance in CCP default auctions

CCPs explain the careful balance that needs to be struck in default auction...

Huge threat of non-compliance can be curtailed with UK apprenticeship levy

Firms can use levy vouchers to train staff at all levels in line with the FCA’s...

FCA could be drawing a line under PFOF

Evia discusses what the FCA’s update on PFOF supervision could mean for members

Tougher derivatives rules see firms turn to tri-party

Tri-party agents have been at home in the repo and securities lending markets...

SIs fall outside a regulated market, so do their rules

Esma's attempts to level the playing field between SIs and exchanges may not be...

Whitepapers

  MTS Repo

Productivity and Profitability Opportunities


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Data

Thought Leaders

UnaVista takes reconciliation to a third dimension

UnaVista MiFIR Reconciliations won best new technology product: reconciliations...

Born Technology tackles overlooked Mifid II real-time algo surveillance rules

Some firms have unknowingly been caught up in Mifid II's direct electronic...

Inventory mobility can deliver funding flexibility

Global Collateral’s IMS helps major banks and brokers take a further step toward...

SmartStream RDU gears up for Mifid II challenge

SmartStream won the FOW Award for best new technology product in both the trade...

Latest Magazine

Global Investor February/March 19

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Events