Regulator says DTCC did not ensure it had direct access to trading data
The European Securities and Markets
Authority (Esma) has fined the Depository Trust & Clearing
Corporation’s (DTCC) trade repository over data
access failings in Esma’s first action against a
The regulator said Thursday the DTCC
Derivatives Repository Limited (DDRL) has been fined
€64,000 for "negligently failing to put in place systems
capable of providing regulators with direct and immediate
access to derivatives trading data".
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