AFME's compliance team looks at how best the British regulator can finish the job
By Will Dennis, managing director of
compliance, at the Association for Financial Markets in Europe
This has been an eventful year for the
Financial Conduct Authority, with both a substantial expansion
in its remit and a significant internal restructure. Martin
Wheatley, the outgoing chief executive officer, remarked at the
FCA’s July Annual General Meeting that he was
disappointed to be going when there is still plenty of
AFME’s compliance team has
taken a look at this unfinished business, and we have some
suggestions on how the FCA can finish it in the best interests
of both consumers and businesses.
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