Rules cover Senior Managers Regime, Certification Regime and Conduct
Financial Conduct Authority (FCA) and the Prudential Regulation
Authority (PRA) Tuesday published the final rules covering a
new regime that will see senior bank managers held accountable
for the conduct of their employees.
The rules cover the
Senior Managers Regime (SMR), the Certification Regime, and the
new Conduct Rules.
Financial Conduct Authority chief executive, said: "Today
we have given clarity on rules that will embed personal
accountability into the culture of The City.
This article is available exclusively to subscribers
Please log in to continue reading.
Not yet a subscriber?
Click here to take a free trial.
Already have an account? |
Please fill in your details below and a customer service representative will contact you.