Commodity Futures Trading Commission (CFTC) has published a
further update on its ongoing review of self-regulation in the
US futures industry, containing proposals for more stringent
requirements for self-regulatory organisations (SROs).
The document took the form of a request for public comment
on a range of SRO issues, specifically including a
recommendation made by Futures Industry Association (FIA) to
take a fundamentally different approach to the composition of
SRO disciplinary boards.
This article is available exclusively to subscribers
Please log in to continue reading.
Not yet a subscriber?
Click here to take a free trial.
Already have an account? |
Please fill in your details below and a customer service representative will contact you.