The UK's Financial Services Authority (FSA) finalised its
rules on managing conflicts of interest investment research
last week. Futures and Options Association (FOA) said that
although the rules were an improvement on a previous
consultation document, there was ongoing concern about the
definition applied to investment research.
Much of FOA's objection to FSA's CP171 was dealt with last
year (see FO Week Vol 8 Nos 35/38). The rules
published last week represent the culmination of a consultation
This article is available exclusively to subscribers
Please log in to continue reading.
Not yet a subscriber?
Click here to take a free trial.
Already have an account? |
Please fill in your details below and a customer service representative will contact you.